William James Hipple

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-07-18
NJ	RA	APPROVED	2004-02-26

TX RA
APPROVED_RES

Since 2006-07-18
NJ RA
APPROVED

Since 2004-02-26

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Forked River, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lawrenceville	NJ	05/1986	Present
Bank Of America, N.A.	Princeton	NJ	09/2009	Present

05/1986 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lawrenceville, NJ
09/2009 → Present

Bank Of America, N.A.

Princeton, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-03-29
S63	Uniform Securities Agent State Law Examination	1986-08-15

S65 Uniform Investment Adviser Law Examination

2004-03-29
S63 Uniform Securities Agent State Law Examination

1986-08-15

Other Names

Bill Hipple

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews