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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-13 |
| AL | RA | APPROVED | 2020-03-26 |
Branch Locations
3288 Morgan Dr Ste 112, Vestavia Hills, AL 35216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 06/2006 | 02/2020 |
| Horizons Financial Group, Inc. | Birmingham | AL | 06/2006 | 02/2020 |
| Horizons Financial Insurance Group, Llc. (Formerly Nix-Mashburn) | Birmingham | AL | 06/2006 | 02/2020 |
| Lpl Financial Llc | Birmingham | AL | 03/2020 | Present |
1) Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2020 - 16 hr/mth 2) 07/05/2022 - Mashburn Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 3) 08/08/2022- GrandView Financial Group-Investment Related- At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date- 06/02/2021- 160 Hours Per Month/ 160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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