Harris Todd Doobrow

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2017
  Metlife Securities Inc.
  Birmingham, AL
• 07/2016 → 10/2020
  Massachusetts Mutual Life Insurance Company
  Vestavia, AL
• 03/2017 → 10/2020
  Mml Investors Services, Llc
  Vestavia, AL
• 10/2020 → Present
  Private Client Services
  Birmingham, AL
• 10/2020 → Present
  Rfg Advisory, Llc
  Vestavia Hills, AL

Previous Registrations

• 2017-03-25 → 2020-10-26
  Mml Investors Services, Llc
  Vestavia, AL
• 2015-12-18 → 2017-03-25
  Msi Financial Services, Inc.
  Birmingham, AL
• 2014-02-10 → 2015-12-18
  Mml Investors Services, Llc
  Birmingham, AL

Other Businesses

1) RFG ADVISORY, LLC 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. 160 HRS/MO; 160 DURING TRADING HRS. 2) ONE ON ONE CONSULTING. WEST PAL BEACH, FL. PROVIDES CONSULTING SERVICES TO DENTAL PRACTICES. AS PART OF THE OVERALL CONSULT, ONE ON ONE WOULD LIKE ME TO SERVE AS THEIR "GO TO" FINANCIAL PROFESSIONAL WHEN NEEDED. 5 HRS/MO; 5 DURING TRADING HRS. 3) CURATO ADVISORY. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. NEW DBA FOR BROKERAGE, ADVISORY AND INSURANCE BUSINESS. OWNER, FINANCIAL ADVISOR, INSURANCE AGENT. 160 HRS/MO; 160 DURING TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-10
• S65 Uniform Investment Adviser Law Examination
  1999-10-19
• S63 Uniform Securities Agent State Law Examination
  1999-03-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Todd Doobrow