Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18

Branch Locations

6 Dock St Floor 1, Annapolis, MD 21401-1887 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Waltham MA 01/1996 09/2025
Raymond James Financial Services, Inc. Annapolis MD 09/2025 Present
Raymond James Financial Services Advisors, Inc. Annapolis MD 09/2025 Present
Previous Registrations
Other Businesses

(1) Name of Business: First Reserve Retirement Services Address: 6 Dock St Fl 1, Annapolis, MD, 21401-1887, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/1994 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Independent Branch Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-19
S63 Uniform Securities Agent State Law Examination 1988-04-22
  • S66 Uniform Combined State Law Examination
    2004-04-19
  • S63 Uniform Securities Agent State Law Examination
    1988-04-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor