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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-29
FL RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2011-03-29
  • FL RA
    APPROVED
    Since 2003-07-01

Branch Locations

255 S County Rd 2Nd Fl, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 Present
Previous Registrations
  • 1999-11-04 → 2003-07-01
    Prudential Equity Group, Llc
    Palm Beach, FL
Other Businesses

RESIDENTIAL RENTAL PROPERTY, INVESTMENT RELATED, WEST PALM BEACH FL, VACATION RENTAL PROPERTY IN COSTA RICA, BEGAN 1/1/2008, CO-OWNER, 1 HOUR / MONTH, NOT DURING BUSINESS HOURS. RENTAL PROPERTY, INV RELATED, LOXAHATCHEE, FL, START: 1/2013, 0 HOURS, 100% OWNER, NO DUTIES. HIGH SIERRA HOMEOWNER ASSOCIATION, NOT INV RELATED, WEST PALM BEACH, FL, SECRETARY, START: 2/1/2018, 1 HOUR PER MONTH. KCURRODESIGNS, NOT INV RELATED, WEST PALM BEACH, FL, 100% OWNERHSIP, START 5/14/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, TSHIRT DESIGN AND SALES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-10-01

View on SEC IAPD

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