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Mauricio Moreira

Morgan Stanley

Palm Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-28
NY RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-27
  • FL RA
    APPROVED
    Since 2025-05-28
  • NY RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-27

Branch Locations

440 Royal Palm Way Suite 303, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 07/2014 05/2025
J.P. Morgan Chase Bank, N.A. Miami FL 07/2014 05/2025
Morgan Stanley Smith Barney Llc Palm Beach FL 05/2025 Present
Morgan Stanley Private Bank, N.A New York NY 07/2025 Present
  • 07/2014 → 05/2025
    J.P. Morgan Securities Llc
    Miami, FL
  • 07/2014 → 05/2025
    J.P. Morgan Chase Bank, N.A.
    Miami, FL
  • 05/2025 → Present
    Morgan Stanley Smith Barney Llc
    Palm Beach, FL
  • 07/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-13
S63 Uniform Securities Agent State Law Examination 2014-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-03-13
  • S63 Uniform Securities Agent State Law Examination
    2014-08-27
Other Names
  • Mauricio Bastos Moreira

View on SEC IAPD

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Other Offices

HARLAN CAPITAL PARTNERS LLC · PALM BEACH, FL
SNOWPOINT VENTURES MANAGEMENT, LLC · PALM BEACH, FL
BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
HARVEY CAPITAL MANAGEMENT INC · PALM BEACH, FL
MISTRAL EQUITY PARTNERS · PALM BEACH, FL
KLOCKE CAPITAL GROUP, LLC · PALM BEACH, FL

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