Joseph Keyes Nelson

Current Employers

Employment History

• 10/2009 → 06/2017
  Blackrock Investment, Llc
  Los Angeles, CA
• 06/2017 → 06/2019
  Unemployed
  Bloomfield Hills, MI
• 06/2019 → 06/2020
  Hightower Advisers, Llc
  Chicago, IL
• 02/2023 → 08/2023
  Aurora Securities
  Troy, MI
• 08/2017 → Present
  Joseph K. Nelson, Llc
  Bloomfield Hills, MI
• 08/2025 → Present
  Regulus Financial Group, Llc
  Bloomfield Hills, MI
• 09/2025 → Present
  Emde Wealth Management, Llc
  Bloomfield Hills, MI

Previous Registrations

• 2023-02-21 → 2023-08-24
  Secure Asset Management, L.L.C.
  Troy, MI
• 2019-06-27 → 2020-06-26
  Hightower Advisors, Llc
  Bloomfield Hills, MI
• 2009-11-23 → 2017-07-11
  Blackrock Financial Management, Inc
  New York, NY
  Princeton, NJ
• 2001-11-09 → 2008-07-07
  Eaton Vance Management
  Boston, MA

Other Businesses

Name: None, Self Employed; Non-Investment Related; Sole Proprietor; 0 Hours Spent during Business Hours; 5 Hours Spent per month; Duties: Writing and Selling Songs for a fee. Name: 846 S. Lucerne LLC; Yes; 5675 Forman Dr, Bloomfield Hills, 48301; Rental Property; Owner; Start date: June 2008; 0 hours during trading hours; 2-3 hours per month outside trading hours; Landlord Name: FINRA DRS Services; Investment Related; 5675 Forman Dr Bloomfield Hills, MI 48301: FINRA Arbitrator; 3-9-2026; 1 hour per month per month - 1 hour per month during trading hours; Duties: FINRA's Dispute Resolution Services (DRS) helps investors and firms resolve securities-related disputes through arbitration Name: Joseph Nelson LLC; Not Investment Related; 5675 Forman Dr. Bloomfield Hills, 48301; Business Consulting; Owner; Start Date: 6/25/2019; 4 hours per month; 0 during trading hours; Business Consulting practice. Engagements vary but typically involve branding and/or creation of a business plan. Name: Lucerne HOA; Not Investment related; private address; Treasurer; 1 hour per month; 0 during trading hours. Name: Forman's Wing Lake Subdivision Property Owner's Association; Not Investment related; private address; VP Board Member; 1 hour per month; 0 during trading hours. Name: None; Rental Property in California; owner; Not Investment related; private address; Owner; 2 to 3 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-05
• S65 Uniform Investment Adviser Law Examination
  1991-03-11

Designations

Other Names

• Joe Nelson