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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-12
FL RA APPROVED 2007-03-13
  • TX RA
    APPROVED
    Since 2022-09-12
  • FL RA
    APPROVED
    Since 2007-03-13

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St. Petersburg FL 02/2007 Present
Larry Ellis - Goldsmith St Pete Beach FL 01/2008 Present
  • 02/2007 → Present
    Raymond James & Associates
    St. Petersburg, FL
  • 01/2008 → Present
    Larry Ellis - Goldsmith
    St Pete Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: 4664 Freemont Terrace, LLC and 4736 Freemont Terrace, LLC Address: 171 N. Tessier Dr, St. Petersburg Beach, FL, 33706, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/24/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My mother passed and I inherited the business. (2)Name of Business: Larry Ellis - Goldsmith Address: 171 N. Tessier Dr, St. Pete Beach, FL, 33706, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/23/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sale and repair of fine jewelry

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-28
S65 Uniform Investment Adviser Law Examination 1995-03-28
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
  • S65 Uniform Investment Adviser Law Examination
    1995-03-28
Designations

View on SEC IAPD

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