Norman Thomas

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 11/2017
  Morgan Stanley & Co. Incorporated
  New York, NY
• 06/2009 → 11/2017
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 11/2017 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2009-06-01 → 2017-11-06
  Morgan Stanley
  New York, NY
  Nashville, TN
• 2008-08-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 2004-05-10 → 2008-09-05
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  Nashville, TN

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-13
• S63 Uniform Securities Agent State Law Examination
  1986-12-03

Other Names

• Norman Thomas
• Norman Ashley Thomas
• Norman A Thomas
• Norman Ashley Thomas Iii
• Norman Ashley Thomas