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Current Employers
Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-01-20
  • NJ RA
    APPROVED
    Since 2005-01-20

Branch Locations

3 State Park Dr, Titusville, NJ 08560 • United States

Whispering Pines, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel, Fisher & Company Financial Services, Inc. Marion IA 03/2003 Present
Other Businesses

1. 21ST CENTURY ADVISORS-N-PRINCETON,NJ-INSURANCE-CERTIFIED FINANCIAL PLANNER-06/2014-1-0-SALES OF FIXED INSURANCE PRODUCTS. 2. 21ST CENTURY ADVISORS-Y-PRINCETON, NJ-DBA FOR FINANCIAL PLANNING & SECURITIES-CERTIFIED FINANCIAL PLANNER-3/2011-250-6-FINANCIAL PLANING/ADVISORY/SECURITIES SALES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-21
  • S63 Uniform Securities Agent State Law Examination
    1986-08-21
Designations

View on SEC IAPD

Other Firms

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