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Jeffrey Jon Ferry

LPl Enterprise, LLC

Ewing Twp, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-28
PA RA APPROVED 2025-01-17
  • NJ RA
    APPROVED
    Since 2025-01-28
  • PA RA
    APPROVED
    Since 2025-01-17

Branch Locations

850 Bear Tavern Road Suite 105, Ewing Twp, NJ 08628 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Lawrenceville NJ 11/2000 01/2025
Lpl Enterprise Fort Mill SC 01/2025 Present
  • 11/2000 → 01/2025
    Pruco Securities, Llc.
    Lawrenceville, NJ
  • 01/2025 → Present
    Lpl Enterprise
    Fort Mill, SC
Previous Registrations
  • 2004-07-14 → 2024-12-06
    Pruco Securities, Llc.
    Ewing Twp, NJ
    Scottsdale, AZ
    Lawrenceville, NJ
    Phoenix, AZ
    Newark, NJ
Other Businesses

1) 03/04/2025- The Clark Group LLC- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 11/06/2000- 600hrs/mnth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-06
S63 Uniform Securities Agent State Law Examination 2001-01-05
  • S65 Uniform Investment Adviser Law Examination
    2001-09-06
  • S63 Uniform Securities Agent State Law Examination
    2001-01-05

View on SEC IAPD

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BRYCE WEALTH MANAGEMENT
ALLSTATE FINANCIAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE ESTATE PLANNERS GROUP

Other Investors

MICHAEL PHILIP HADERER
Victor Ladolcetta
MATTHEW RAYMOND DENARDO
MARYANNE BOHLINGER
Lilly Chen Peng
Jonathan Shen
MICHAEL JAMES DELEHANTY
Bruce Craig McCulloch

Other Offices

CETERA INVESTMENT ADVISERS LLC · EWING, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TRENTON, NJ
SAX WEALTH ADVISORS, LLC · EWING, NJ
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · TITUSVILLE, NJ
BRYCE WEALTH MANAGEMENT · WASHINGTON CROSSING, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Washington Crossing, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Yardley, PA
THE ESTATE PLANNERS GROUP · YARDLEY, PA

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