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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
850 Bear Tavern Road Suite 105, Ewing Twp, NJ 08628 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kilo Capital Llc | Charlotte | NC | 03/2018 | 12/2018 |
| Ed&F Man Capital Markets | New York | NY | 06/2017 | 10/2017 |
| Axa Advisors, Llc. | New York | NY | 06/2019 | 06/2020 |
| Hsbc | New York | NY | 01/1996 | 01/2017 |
| Unemployed | Holmdel | NJ | 02/2017 | 05/2017 |
| Unemployed | Holmdel | NJ | 11/2017 | 02/2018 |
| Unemployed | Holmdel | NJ | 01/2019 | 05/2019 |
| Equitable Advisors, Llc | New York | NY | 06/2019 | 06/2021 |
| Pruco Securities, Llc. | Ewing | NJ | 06/2021 | 11/2024 |
| Prudential Insurance Company Of America | Ewing | NJ | 06/2021 | Present |
| Lpl Enterprise, Llc | East Brunswick | NJ | 11/2024 | Present |
1.09/27/2024; CLARK GROUP; Financial Advisor; YES inv related; 50 hr/mo non trading; 50 hr/mo trading; 01/05/2023 THE CLARK GROUP, LLC POSITION: Financial Advisor NATURE: Insurance and Investments through Prudential and Prudential Sponsored Outbrokerage INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/23/2023 ADDRESS: 850 Bear Tavern Road, Suite 105, Ewing Twp NJ 08626, United States DESCRIPTION: Sales and services of insurance and financial products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-27 |
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