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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED_RES | 2022-07-18 |
| WA | RA | APPROVED | 2008-05-09 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
Sammamish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 05/2008 | Present |
Northeybaumgartner LLC / 6207 NE 191st Kenmore,WA 98028 / Partnership/ Real Estate / Own and maintain a vacation property with my sister, brother and I and our spouses. / Partner / / Pay LLC bills out of the UBS LLC account / Start Date 8/31/2015
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-28 |
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