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1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-28 |
| CA | RA | APPROVED | 2013-12-17 |
| HI | RA | APPROVED | 2013-12-17 |
Branch Locations
1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States
Paia,, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Asset Management, Inc. | Newport Beach | CA | 07/2013 | Present |
1) MICHAEL OTTMAN, INSURANCE AGENT, NOT INVESTMENT RELATED, PAIA, HI, LIFE AND LONG TERM CARE INSURANCE, START 09/1986, 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS, ASSESS INSURANCE NEEDS AND MAKE RECOMMENDATIONS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-04 |
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