William Frederick Fox

Current Employers

Employment History

• 11/2014 → 12/2020
  First Allied Securities,Inc.
  San Diego, CA
• 11/2014 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 12/2020
  First Allied Advisory Services
  Schaumburg, IL
• 12/2020 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2020-11-12 → 2020-12-08
  Cetera Investment Advisers Llc
  Austin, TX
  Round Rock, TX
• 2014-11-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Austin, TX
  Austin, TX
  Round Rock, TX
• 2002-07-03 → 2014-11-10
  New England Securities
  Austin, TX
  Austin, TX

Other Businesses

1)12/8/2020- The Fox Alliance- DBA for LPL Business (entity for LPL business)- Inv. Related- Austin, TX- start date 12/1/2020- 80hrs/mth 2)12/8/2020- WILLIAM FOX INSURANCE- Non-Variable Insurance - Agent selling IUL, term- Inv. Related- Austin,TX- Start date 12/1/2020- 10hrs/mth 3)12/8/2002- THE FOX ALLIANCE TAX ADVISORS, LLC- Tax Prep/ Accounting/ CPA- Tax prep- Inv. Related- Austin, TX- start date 12/1/2020- 0% 4)12/8/2020- TFA CAPITAL MANAGEMENT LLC- Business Entity For Tax/ Investment Purposes Only- Inv. Related- Austin, TX- start date 12/1/2020- 80hrs/mth 5)12/8/2020- TFA Capital Management- Real Estate Rental-Sublease office Inv. Related- Austin, TX- start date 12/1/20-0% 6) 7/30/2021 - Fox Mortgage Services - Not Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Started 01/19/2021 - 1 Hour Per Month During Securities Trading - Providing mortgage brokerage services. 7) 12/12/2023 - The Fox Alliance Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2020 - 80 Hours Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-31

Designations

Other Names

• Bill Fox
• Billy Fox
• William Fox