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Andrew Alan Horowitz

Horowitz & Company, Inc.

Fort Lauderdale, FL

CRD 1521621

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Employer firm

Horowitz & Company, Inc. CRD 106737

$181M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Horowitz & Company, Inc.

901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-09-23
NC RA APPROVED 2022-09-21
MI RA APPROVED 2021-02-24
OH RA APPROVED 2019-12-05
GA RA APPROVED 2019-05-17
WA RA APPROVED 2019-05-08
VA RA APPROVED 2019-03-01
TX RA APPROVED 2012-06-25
CA RA APPROVED 2012-05-18
FL RA APPROVED 1993-08-12
  • CO RA
    APPROVED
    Since 2022-09-23
  • NC RA
    APPROVED
    Since 2022-09-21
  • MI RA
    APPROVED
    Since 2021-02-24
  • OH RA
    APPROVED
    Since 2019-12-05
  • GA RA
    APPROVED
    Since 2019-05-17
  • WA RA
    APPROVED
    Since 2019-05-08
  • VA RA
    APPROVED
    Since 2019-03-01
  • TX RA
    APPROVED
    Since 2012-06-25
  • CA RA
    APPROVED
    Since 2012-05-18
  • FL RA
    APPROVED
    Since 1993-08-12

Branch Locations

901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Horowitz & Company Ft. Lauderdale FL 10/1991 Present
Triggercharts, Llc Ft. Lauderdale FL 06/2013 Present
  • 10/1991 → Present
    Horowitz & Company
    Ft. Lauderdale, FL
  • 06/2013 → Present
    Triggercharts, Llc
    Ft. Lauderdale, FL
Other Businesses

1. Independent insurance agent - Investment Related - Ft. Lauderdale, FL - Since approximately 1986 - Less than 1 hr/mo during trading hours - insurance sales and services 2. TriggerCharts, LLC - Investment Related - Partner/Owner - Ft. Lauderdale, FL - Since 2013 - Less than 5 hrs/mo during trading hours - developing and selling trading indicators 3. Podcast Host - Investment Related - Ft. Lauderdale, FL - Since approximately 2008 - approximately 15 hrs/mo during trading hours - prepares and records podcasts regarding various investment related topics 4. Author - Investment Related Topics - Ft. Lauderdale, FL, Since approximately 2006 - approximately 0 hr/mo during trading hours - publishes books and articles on general investment topics

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-11
  • S63 Uniform Securities Agent State Law Examination
    1986-09-11
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

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A1A INVESTMENT PARTNERS, LLC
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Nearby Investors

ALAN HOWARD BLUESTEIN
Melinda A Gambino
MATTHEW WILLIAM DAMIANO

Nearby Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL

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