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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-21
LA RA APPROVED 2025-01-31
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • LA RA
    APPROVED
    Since 2025-01-31

Branch Locations

1103 Oak Hallow Dr, Hammond, LA 70401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cns Corporation & Affiliated Companies Kansas City MO 06/1986 02/2019
Ozark National Life Ins./ N.I.S. Financial Services, Inc. Kansas City MO 06/1986 05/2024
National Western Life Austin TX 03/2020 05/2024
Mml Investors Services, Llc Springfield MA 03/2024 06/2024
Massmutual Life Insurance Company Springfield MA 05/2024 Present
Mml Investors Services, Llc Springfield MA 01/2025 Present
  • 06/1986 → 02/2019
    Cns Corporation & Affiliated Companies
    Kansas City, MO
  • 06/1986 → 05/2024
    Ozark National Life Ins./ N.I.S. Financial Services, Inc.
    Kansas City, MO
  • 03/2020 → 05/2024
    National Western Life
    Austin, TX
  • 03/2024 → 06/2024
    Springfield, MA
  • 05/2024 → Present
    Massmutual Life Insurance Company
    Springfield, MA
  • 01/2025 → Present
    Springfield, MA
Other Businesses

NAME: B BRANDT HOLDINGS LLC INV REL: Y ADD: @RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 05/01/2018 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OVERSEE PROPERTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • T Brian Brandt
  • Thomas Brandt
  • Thomas T Brandt
  • Thomas Brian Brandt
  • Brian Brandt
  • Brandt Brian Brandt

View on SEC IAPD

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