Brian Wayne Koch

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Mankato, MN
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  Mankato, MN
• 05/2019 → Present
  Rbc Capital Markets,Llc.
  Sioux Falls, SD

Previous Registrations

• 2011-01-03 → 2019-05-20
  Wells Fargo Clearing Services, Llc
  Mankato, MN
  Mankato, MN
  Minneapolis, MN
• 2010-09-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Mankato, MN
• 2009-10-15 → 2010-09-15
  Securities America Advisors, Inc.
  Mankato

Other Businesses

(1) Name of business: Vine Faith in Actions Business Description: Non profit servicing elderly adults Whether the business is investment-related: no Address:421 East Hickory Street Mankato, MN 56001 Capacity:Board of Directors , Treasurer Start Date: 05/15/19 Duties:Meet with the Executive Committee and Board on a monthly basis. Present financial information and co-sign on check disbursements. Hours devoted per month: 1 hour per week Hours devoted during securities hours per month: 0 (2) Name of business: Mankato Area Foundation Business Description: Community Foundation Whether the business is investment-related: no Address: 127 South Second Street #100 Mankato, MN 56001 Capacity: Board of Directors Start Date: 10/31/12 Duties: Attend monthly Board and committee meetings. Hours devoted per month: 1 hour per week Hours devoted during securities hours per month: 0 (3) Name: Southern Minnesota Independent Living Enterprise Address: 709 S. Front St. Suite 7 Mankato, MN 56001 Business Description: Assists and advocates for people with disabilities. Start Date: 11/10/20 Capacity: Board of Directors * Duties Performed: Chair the Board of Directors Devoted time: Less than one hour on average.0 4) NAME OF ENTITY: Arizona Senior Lutheran Ministries ADDRESS: Scottsdale, AZ INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: nonprofit CAPACITY: Board of Directors * START DATE: 01/01/23 DUTIES: Participate in Board meeting and vote on various Board decisions. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2009-07-21

Designations

Other Names

• Kooker