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Paul Wayne Redfern

Morgan Stanley

Hanover, NH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-07-13
NJ RA APPROVED 2009-06-01
  • NH RA
    APPROVED
    Since 2022-07-13
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

7 Allen Street 2Nd Floor, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Hanover NH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Hanover, NH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-21
S63 Uniform Securities Agent State Law Examination 1995-01-23
  • S65 Uniform Investment Adviser Law Examination
    1996-05-21
  • S63 Uniform Securities Agent State Law Examination
    1995-01-23
Other Names
  • Paul Redfern

View on SEC IAPD

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GRANITE VALUE CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

MICHAEL DAVID TAXMAN
Nathaniel Monroe Fisher
Connor David Regan
BERNADETTE MARIE LONGFIELD
MARIA A GILDERDALE
Ryan ROBERT Longfield
JOSEPH JOHN PALATUCCI
KIMBERLY A HOUSE

Other Offices

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT · HANOVER, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
CWM, LLC · Hanover, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HANOVER, NH
GRANITE VALUE CAPITAL, LLC · HANOVER, NH
J.P. MORGAN SECURITIES LLC · Hanover, NH
KESTRA ADVISORY SERVICES, LLC · Hanover, NH
RAYMOND JAMES & ASSOCIATES, INC. · Hanover, NH

More in Hanover, NH

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