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Connor David Regan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hanover, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-07
NH RA APPROVED 2021-08-23
ME RA APPROVED 2020-11-25
CT RA APPROVED 2020-08-19
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • NH RA
    APPROVED
    Since 2021-08-23
  • ME RA
    APPROVED
    Since 2020-11-25
  • CT RA
    APPROVED
    Since 2020-08-19

Branch Locations

63 S Main St, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travel/Backpack Cumberland ME 06/2016 11/2016
Hornor Townsend & Kent Inc Horsham PA 11/2016 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2020 Present
Bank Of America N.A. Boston MA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
  • S66 Uniform Combined State Law Examination
    2019-02-08
Other Names
  • Connor David Regan
  • Connor Regan

View on SEC IAPD

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Other Offices

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT · HANOVER, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
CWM, LLC · Hanover, NH
GRANITE VALUE CAPITAL, LLC · HANOVER, NH
J.P. MORGAN SECURITIES LLC · Hanover, NH
KESTRA ADVISORY SERVICES, LLC · Hanover, NH
RAYMOND JAMES & ASSOCIATES, INC. · Hanover, NH
MASCOMA WEALTH MANAGEMENT · HANOVER, NH

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