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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-05 |
| NH | RA | APPROVED | 2017-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2012 | 03/2017 |
| Unemployed | New York | NY | 04/2017 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hanover | NH | 08/2017 | Present |
| Bank Of America, N.A. | Hanover | NH | 10/2017 | Present |
I*7952 For profit or not for profit: Name of outside business organization: Ryan Longfield Investment related: Address of business: New Canaan, Connecticut 6840 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*502689, Name of OBA: R and A Longfield Address: Woodstock, VT Investment Related: Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 10/1/2022 No Hours: 2 Monthly No Hours during trading: 0 Duties: I*1281252 For profit or not for profit: Entity For Profit Name of outside business organization: Austin Road LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/4/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is just our rental property that was approved last year. Resubmitting under the LLC we set up for tax and liability reasons.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-11 |
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