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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-05
NH RA APPROVED 2017-08-31
  • TX RA
    APPROVED
    Since 2018-03-05
  • NH RA
    APPROVED
    Since 2017-08-31

Branch Locations

63 S Main St, Hanover, NH 03755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2012 03/2017
Unemployed New York NY 04/2017 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hanover NH 08/2017 Present
Bank Of America, N.A. Hanover NH 10/2017 Present
Other Businesses

I*7952 For profit or not for profit: Name of outside business organization: Ryan Longfield Investment related: Address of business: New Canaan, Connecticut 6840 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*502689, Name of OBA: R and A Longfield Address: Woodstock, VT Investment Related: Yes Position, Title, Association: Co-owner with other family members Employee Start Date: 10/1/2022 No Hours: 2 Monthly No Hours during trading: 0 Duties: I*1281252 For profit or not for profit: Entity For Profit Name of outside business organization: Austin Road LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/4/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is just our rental property that was approved last year. Resubmitting under the LLC we set up for tax and liability reasons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-30
S63 Uniform Securities Agent State Law Examination 2012-10-11
  • S66 Uniform Combined State Law Examination
    2017-08-30
  • S63 Uniform Securities Agent State Law Examination
    2012-10-11
Other Names
  • Ryan Robert Longfield
  • Ryan Longfield

View on SEC IAPD

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