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John Ernest Sebastian

J. W. Cole Advisors, Inc.

Tampa, FL

Winter Park, FL

CRD 1520861

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-05-13
  • FL RA
    APPROVED
    Since 2011-05-13

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

1940 Magnolia Avenue, Winter Park, FL 32792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 05/2011 Present
J.W. Cole Advisors, Inc. Tampa FL 05/2011 Present
  • 05/2011 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2011 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2010-08-12 → 2011-05-05
    Woodbury Financial Services, Inc.
    Winter Park, FL
    Maitland, FL
    Winter Park, FL
Other Businesses

(1)AMERICAN FINANCIAL GROUP LIMITED, INC, / INVESTMENT RELATED/ INDEPENDENT INSURANCE SALES/ COMMENCED 08/1970/ CORPORATION/ 120 HOURS PER MONTH TIME SPENT/ 100% OWNERSHIP, PRESIDENT/OWNER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-22
S65 Uniform Investment Adviser Law Examination 2010-07-12
  • S63 Uniform Securities Agent State Law Examination
    2010-07-22
  • S65 Uniform Investment Adviser Law Examination
    2010-07-12

View on SEC IAPD

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