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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-05-13 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1940 Magnolia Avenue, Winter Park, FL 32792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2011 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2011 | Present |
(1)AMERICAN FINANCIAL GROUP LIMITED, INC, / INVESTMENT RELATED/ INDEPENDENT INSURANCE SALES/ COMMENCED 08/1970/ CORPORATION/ 120 HOURS PER MONTH TIME SPENT/ 100% OWNERSHIP, PRESIDENT/OWNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-07-22 |
| S65 | Uniform Investment Adviser Law Examination | 2010-07-12 |
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