Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-08-07 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
325 West Gurley St Suite 103, Prescott, AZ 86301 • United States
Prescott, AZ • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 03/2013 | Present |
| Bank Of America, N.A. | Scottsdale | AZ | 05/2013 | Present |
| Kestra Investment Services, Llc | Prescott | AZ | 08/2020 | Present |
| Kestra Private Wealth Services, Llc | Prescott | AZ | 08/2020 | Present |
Business Name: American Wealth Management Investment Related: Yes Address: 325 West Gurley #103 Prescott AZ 86303 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Financial Advisor Start Date: 8/6/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Executing trades on client behalf
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-12 |
Reach out to this advisor