Thomas Raymond Moriarty

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  St. Petersburg, FL
• 11/2018 → Present
  Osaic Wealth, Inc.
  St Petersburg, FL

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  N Chesterfield, VA
  St. Petersburg, FL
  St Petersburg, FL
  Boca Raton, FL
  Tampa, FL
  Tampa, FL
• 2007-08-08 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  St. Petersburg, FL
  St. Petersburg, FL
  St. Petersburg, FL
  Panama City Beach, FL
  St. Petersburg, FL
  Richmond, VA

Other Businesses

1. DIOCESE OF ST PETERSBURG POSITION: Finance Council Member NATURE: Inc INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2015 ADDRESS: 6363 9th Ave. N, St Petersburg FL 33710, United States DESCRIPTION: Non profit member of Finance Council advising the Bishop 2. CONCIERGE FINANCIAL ORGANIZATION POSITION: Investment Advisor Representative Conducting Securities, Investment Advisory & Insurance Business under this business name NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2016 ADDRESS: 3637 4th St N, Suite 210, St Petersburg FL 33704, United States DESCRIPTION: Sales and marketing of securities and investment advisory services 3. THOMAS R MORIARTY, CPA POSITION: CPA NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2012 ADDRESS: 14235 Shearwater Ct, Clearwater FL 33762, United States DESCRIPTION: Prepare annual tax returns for family members 4. CONCIERGE FINANCIAL ORGANIZATION POSITION: Insurance Broker NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/15/2016 ADDRESS: 3637 4th St N, Suite 210, St Petersburg FL 33704, United States DESCRIPTION: Insurance broker

Exams

• S66 Uniform Combined State Law Examination
  2007-07-06
• S63 Uniform Securities Agent State Law Examination
  1988-07-19