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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-08
  • FL RA
    APPROVED
    Since 2024-11-08

Branch Locations

6414 1St Ave N, St. Petersburg, FL 33710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay City Limited Partnership Millsboro DE 12/1978 04/2017
Nylife Securities Llc Bala Cynwyd PA 03/2015 05/2017
New York Life Insurance Company Bala Cynwyd PA 02/2015 05/2017
Eagle Strategies Llc Bala Cynwyd PA 04/2015 05/2017
Axa Advisors, Llc New York NY 05/2017 05/2020
Securities America, Inc. St. Petersburg FL 05/2020 06/2024
Arbor Point Advisors St. Petersburg FL 05/2020 11/2024
Osaic Wealth, Inc. St. Petersburg FL 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 12/1978 → 04/2017
    Bay City Limited Partnership
    Millsboro, DE
  • 03/2015 → 05/2017
    Nylife Securities Llc
    Bala Cynwyd, PA
  • 02/2015 → 05/2017
    New York Life Insurance Company
    Bala Cynwyd, PA
  • 04/2015 → 05/2017
    Bala Cynwyd, PA
  • 05/2017 → 05/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2020 → 06/2024
    Securities America, Inc.
    St. Petersburg, FL
  • 05/2020 → 11/2024
    Arbor Point Advisors
    St. Petersburg, FL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    St. Petersburg, FL
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2020-06-16 → 2024-11-08
    Arbor Point Advisors
    St. Petersburg, FL
  • 2017-05-05 → 2020-06-03
    Bala Cynwyd, PA
  • 2015-04-07 → 2017-05-08
    Bala Cynwyd, PA
  • 2014-07-10 → 2015-02-05
    Securities America Advisors, Inc.
    Millsboro, DE
  • 2007-10-03 → 2013-01-04
    Waddell & Reed
    Plymouth, MN
    Raleigh, NC
Other Businesses

1. BAY CITY LIMITED PARTNERSHIP POSITION: Owner NATURE: Family Owned Business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/1978 ADDRESS: 34677 Long Neck Road, Millsboro DE 19966 DESCRIPTION: Family Owned Manufactured Home Community 2. OLIVA INDUSTRIES POSITION: owner NATURE: LLC to receive compensation from Securities America INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2020 ADDRESS: 6414 1st Ave N, St. Petersburg FL 33710 DESCRIPTION: to receive compensation from Securities America 3. CAMP ERIN POSITION: Volunteer NATURE: Charity Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2020 ADDRESS: 1617 JFK Blvd Suite 935, Philadelphia PA 19103 DESCRIPTION: Camp buddy at Camp Erin one weekend a year 4. POA POSITION: POA NATURE: POA for my parents Paul and Janet Oliva INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 5301 Gulf Blvd, D406, St Pete Beach FL 33706 DESCRIPTION: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S66 Uniform Combined State Law Examination
    2007-10-01
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25
Other Names
  • John Sebastion Oliva

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