John Oliva

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1978 → 04/2017
  Bay City Limited Partnership
  Millsboro, DE
• 03/2015 → 05/2017
  Nylife Securities Llc
  Bala Cynwyd, PA
• 02/2015 → 05/2017
  New York Life Insurance Company
  Bala Cynwyd, PA
• 04/2015 → 05/2017
  Eagle Strategies Llc
  Bala Cynwyd, PA
• 05/2017 → 05/2020
  Axa Advisors, Llc
  New York, NY
• 05/2020 → 06/2024
  Securities America, Inc.
  St. Petersburg, FL
• 05/2020 → 11/2024
  Arbor Point Advisors
  St. Petersburg, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  St. Petersburg, FL
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-06-16 → 2024-11-08
  Arbor Point Advisors
  St. Petersburg, FL
• 2017-05-05 → 2020-06-03
  Equitable Advisors, Llc
  Bala Cynwyd, PA
• 2015-04-07 → 2017-05-08
  Eagle Strategies Llc
  Bala Cynwyd, PA
• 2014-07-10 → 2015-02-05
  Securities America Advisors, Inc.
  Millsboro, DE
• 2007-10-03 → 2013-01-04
  Waddell & Reed
  Plymouth, MN
  Raleigh, NC

Other Businesses

1. BAY CITY LIMITED PARTNERSHIP POSITION: Owner NATURE: Family Owned Business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/1978 ADDRESS: 34677 Long Neck Road, Millsboro DE 19966 DESCRIPTION: Family Owned Manufactured Home Community 2. OLIVA INDUSTRIES POSITION: owner NATURE: LLC to receive compensation from Securities America INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2020 ADDRESS: 6414 1st Ave N, St. Petersburg FL 33710 DESCRIPTION: to receive compensation from Securities America 3. CAMP ERIN POSITION: Volunteer NATURE: Charity Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2020 ADDRESS: 1617 JFK Blvd Suite 935, Philadelphia PA 19103 DESCRIPTION: Camp buddy at Camp Erin one weekend a year 4. POA POSITION: POA NATURE: POA for my parents Paul and Janet Oliva INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 5301 Gulf Blvd, D406, St Pete Beach FL 33706 DESCRIPTION: N/A

Exams

• S66 Uniform Combined State Law Examination
  2007-10-01
• S63 Uniform Securities Agent State Law Examination
  2002-01-25

Other Names

• John Sebastion Oliva