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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | St. Petersburg | FL | 11/2017 | 08/2021 |
| Securities America, Inc | St. Petersburg | FL | 08/2021 | 06/2024 |
| Bay View Capital Advisory Group, Inc | St. Petersburg | FL | 06/2014 | Present |
| National Planning Corp | El Segundo | CA | 06/2014 | 11/2017 |
| University Of Florida | Gainesville | FL | 05/2015 | 10/2017 |
| University Of South Florida | Tampa | FL | 05/2018 | 09/2023 |
| Securities America Advisors | St. Petersburg | FL | 04/2022 | 06/2024 |
| Osaic Wealth, Inc. | St. Petersburg | FL | 06/2024 | Present |
1. Bay View Capital, Inc. Position: Insurance Broker Nature: Insurance Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 07/14/2017 Address: 6414 1st Avenue North, St. Petersburg FL 33710 2. NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/07/2018 ADDRESS: 6414 1st Avenue North, St. Petersburg FL 33710, United States DESCRIPTION: Notarize Documents 3. SEAN REES INVESTMENTS, LLC POSITION: Owner NATURE: LLC for Payroll and Tax filings INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 6414 1st Ave N, St. Petersburg FL 33710 DESCRIPTION: Forming an LLC so that I can run payroll form myself and pay employment taxes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
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