Shannon Kathleen Mclaughlin

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 07/2017
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Los Angeles, CA
• 07/2017 → 04/2025
  Ca Family Wealth Llc Dba Boulevard Family Wealth
  Los Angeles, CA
• 03/2019 → 04/2025
  The Leaders Group, Inc.
  Littleton, CO
• 07/2017 → 03/2025
  Boulevard Insurance Strategies
  Beverly Hills, CA
• 09/2023 → 08/2024
  Boulevard Family Wealth Services, Llc
  Beverly Hills, CA
• 04/2025 → 06/2025
  Americana Partners, Llc
  Beverly Hills, CA
• 08/2025 → Present
  Ashton Thomas Securities, Llc
  Scottsdale, AZ

Previous Registrations

• 2025-04-25 → 2025-07-15
  Americana Partners, Llc
  Beverly Hills,, CA
  Houston, TX
• 2017-07-07 → 2025-05-22
  Boulevard Family Wealth
  Los Angeles, CA
• 2023-09-07 → 2024-08-14
  Boulevard Family Wealth Services, Llc
  Beverly Hills, CA
• 2012-07-06 → 2017-07-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Beverly Hills, CA
• 2012-03-20 → 2012-07-19
  Barclays Capital Inc.
  Los Angeles, CA
• 2009-06-01 → 2012-03-28
  Morgan Stanley
  Beverly Hills, CA
• 2007-03-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Beverly Hills, CA
• 2005-06-08 → 2005-10-10
  M.L. Stern & Co., Llc.
  Beverly Hills, CA
• 2005-06-08 → 2005-10-10
  Tower Asset Management Llc
  Beverly Hills, CA

Other Businesses

1) Ashton Thomas Private Wealth, LLC; Yes, Investment-Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Firm; Regional Administrative Manager; 07/29/2025; 40 hours/week.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-09
• S63 Uniform Securities Agent State Law Examination
  1997-03-10

Other Names

• Shannon K Mclaughlin
• Shannon Kathleen Mclaughlin
• Shannon Kathleen Walker