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Shannon Kathleen Mclaughlin

Ashton Thomas Private Wealth

Scottsdale, AZ

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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-03
  • AZ RA
    APPROVED
    Since 2025-09-03

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Los Angeles CA 07/2012 07/2017
Ca Family Wealth Llc Dba Boulevard Family Wealth Los Angeles CA 07/2017 04/2025
The Leaders Group, Inc. Littleton CO 03/2019 04/2025
Boulevard Insurance Strategies Beverly Hills CA 07/2017 03/2025
Boulevard Family Wealth Services, Llc Beverly Hills CA 09/2023 08/2024
Americana Partners, Llc Beverly Hills CA 04/2025 06/2025
Ashton Thomas Securities, Llc Scottsdale AZ 08/2025 Present
  • 07/2012 → 07/2017
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Los Angeles, CA
  • 07/2017 → 04/2025
    Ca Family Wealth Llc Dba Boulevard Family Wealth
    Los Angeles, CA
  • 03/2019 → 04/2025
    The Leaders Group, Inc.
    Littleton, CO
  • 07/2017 → 03/2025
    Boulevard Insurance Strategies
    Beverly Hills, CA
  • 09/2023 → 08/2024
    Boulevard Family Wealth Services, Llc
    Beverly Hills, CA
  • 04/2025 → 06/2025
    Beverly Hills, CA
  • 08/2025 → Present
    Ashton Thomas Securities, Llc
    Scottsdale, AZ
Previous Registrations
  • 2025-04-25 → 2025-07-15
    Beverly Hills,, CA
    Houston, TX
  • 2017-07-07 → 2025-05-22
    Boulevard Family Wealth
    Los Angeles, CA
  • 2023-09-07 → 2024-08-14
    Boulevard Family Wealth Services, Llc
    Beverly Hills, CA
  • 2012-07-06 → 2017-07-11
    Los Angeles, CA
    Beverly Hills, CA
  • 2012-03-20 → 2012-07-19
    Barclays Capital Inc.
    Los Angeles, CA
  • 2009-06-01 → 2012-03-28
    Beverly Hills, CA
  • 2007-03-13 → 2009-06-01
    Beverly Hills, CA
  • 2005-06-08 → 2005-10-10
    M.L. Stern & Co., Llc.
    Beverly Hills, CA
  • 2005-06-08 → 2005-10-10
    Tower Asset Management Llc
    Beverly Hills, CA
Other Businesses

1) Ashton Thomas Private Wealth, LLC; Yes, Investment-Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Investment Advisory Firm; Regional Administrative Manager; 07/29/2025; 40 hours/week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-09
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S66 Uniform Combined State Law Examination
    2009-04-09
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Other Names
  • Shannon K Mclaughlin
  • Shannon Kathleen Mclaughlin
  • Shannon Kathleen Walker

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