Kim Marie Wisniewski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Brookfield, WI
• 10/2022 → Present
  Wisconsin Athletic Club
  Greenfield, WI
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Brookfield, WI
• 2009-10-20 → 2012-07-02
  First Allied Securities, Inc.
  Brookfield, WI
  Brookfield, WI
  Brookfield, WI
• 2007-12-05 → 2008-01-02
  Wells Fargo Clearing Services, Llc
  Waukesha, WI
  Waukesha, WI
  Milwaukee, WI

Other Businesses

1.)LA BRI GROUP, INC; DBA; START DATE:1/7/2008. 2.) NAME OF OTHER BUSINESS: WISCONSIN ATHETIC CLUB; INVESTMENT RELATED: NO; ADDRESS: 5020 S. 110TH ST. GREENFIELD, WI 53228; NATURE OF BUSINESS: HEALTH CLUB; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: GENERAL CLEANER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: CLEANING THE FACILITY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-20
• S63 Uniform Securities Agent State Law Examination
  2000-07-26

Other Names

• Kim Wisniewski
• Kim Marie Moen