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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-10 |
| AL | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED | 2023-06-02 |
Branch Locations
1 Perimeter Park S Ste 155S, Birmingham, AL 35243-2574 • United States
Vestavia, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Columbus | GA | 01/2005 | 06/2023 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 06/2023 | Present |
Board of Directors; Leon Aland Foundation; Director; 241 Richmar Drive, , Birmingham, AL, 35213; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-03 |
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