Russell Ogan

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-19
FL	RA	APPROVED	2009-06-24

TX RA
APPROVED_RES

Since 2023-04-19
FL RA
APPROVED

Since 2009-06-24

Branch Locations

6700 Daniels Parkway Ste 1, Fort Myers, FL 33912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Sarasota	FL	06/2009	Present

06/2009 → Present

Oppenheimer & Co. Inc.

Sarasota, FL

Previous Registrations

2009-06-01 → 2009-07-01

Morgan Stanley

Fort Myers, FL
1994-05-16 → 2009-06-01

Citigroup Global Markets Inc.

Fort Myers, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-14
S63	Uniform Securities Agent State Law Examination	1986-08-27

S65 Uniform Investment Adviser Law Examination

1999-07-14
S63 Uniform Securities Agent State Law Examination

1986-08-27

Other Names

Russ Ogan
Russell Lee Ogan

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews