Sally Ann Corning

Employer firm

Sun Mountain Capital Advisors, LLC CRD 151477

$379M regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Sun Mountain Capital
  Santa Fe, NM

Other Businesses

1-SUN MOUNTAIN CAPITAL PARTNERS LLC, WHICH IS INVESTMENT RELATED, AND LOCATED AT 301 GRIFFIN STREET, SANTA FE, NM 87501,IS THE GENERAL PARTNER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MANAGING MEMBER, STARTING IN JANUARY, 2007, AND I DEVOTE HOURS AS NEEDED THROUGHOUT EACH DAY, PERFORMING THE DUTIES OF A MANAGING MEMBER. IN ADDITION, I AM A DIRECTOR OF NANOMR, INC., AND AN EXECUTIVE OFFICER OF THE BOARD OF DIRECTORS OF NANOMR, INC. WHICH IS A PORTFOLIO COMPANY IN THE POOLED INVESTMENT VEHICLE OF WHICH I AM A MEMBER OF THE GENERAL PARTNER. 2-SUN MOUNTAIN CAPITAL LLC,WHICH IS INVESTMENT RELATED, AND LOCATED AT 301 GRIFFIN STREET, SANTA FE, NM 87501,IS MANAGER OF A POOLED INVESTMENT VEHICLE, OF WHICH I AM A MANAGING MEMBER, STARTING IN SEPTEMBER, 2006, AND I DEVOTE HOURS AS NEEDED THROUGHOUT EACH DAY, PERFORMING THE DUTIES OF A MANAGING MEMBER.3-THORNBURG INVESTMENT TRUST, WHICH IS INVESTMENT RELATED, AND LOCATED AT 2300 N. RIDGETOP ROAD, SANTA FE, NM 87506, STARTING IN MAY 2012, DEVOTING HOURS AS NEEDED AS A TRUSTEE OF THORNBURG INVESTMENT TRUST.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-11