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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Old Greenwich | CT | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 11/2016 | Present |
JOHN F WELCH COLLEGE OF BUSINESS - SACRED HEART UNIVERSITY, NOT INV RELATED,FAIRFIELD, CT, TEACHER OF MICROECONOMICS, STARY: 7/2012, HOURS: 1 SEMESTER. MANHATTANVILLE COLLEGE, GRADUATE & PROFESSIONAL SCHOOL, ADJUNCT PROFESSOR, MANAGERIAL FINANCE, START: 7/2012, ONE SEMESTER. LUMINA, NOT INV RELATED, GULF BREEZE, FL, TEXTBOOK EDITOR, START 8/6/2018, 6 HOURS PER MONTH, ZERO DURING TRADING, REVIEW TEXTBOOK QUESTION AND ANSWERS FOR ACCURACY AND DIFFICULTY LEVER FOR UNDERGRADUATE TEXTBOOKS.; POWER OF ATTORNEY FOR FATHER, OLD GREENWICH, CT, START: 3/10/2022, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-19 |
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