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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-07-05
  • CT RA
    APPROVED
    Since 2012-07-05

Branch Locations

1 Lafayette Pl, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Old Greenwich CT 07/2012 11/2016
Wells Fargo Clearing Services, Llc Old Greenwich CT 11/2016 Present
Previous Registrations
Other Businesses

JOHN F WELCH COLLEGE OF BUSINESS - SACRED HEART UNIVERSITY, NOT INV RELATED,FAIRFIELD, CT, TEACHER OF MICROECONOMICS, STARY: 7/2012, HOURS: 1 SEMESTER. MANHATTANVILLE COLLEGE, GRADUATE & PROFESSIONAL SCHOOL, ADJUNCT PROFESSOR, MANAGERIAL FINANCE, START: 7/2012, ONE SEMESTER. LUMINA, NOT INV RELATED, GULF BREEZE, FL, TEXTBOOK EDITOR, START 8/6/2018, 6 HOURS PER MONTH, ZERO DURING TRADING, REVIEW TEXTBOOK QUESTION AND ANSWERS FOR ACCURACY AND DIFFICULTY LEVER FOR UNDERGRADUATE TEXTBOOKS.; POWER OF ATTORNEY FOR FATHER, OLD GREENWICH, CT, START: 3/10/2022, 1 HR/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-04
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-11-04
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Other Names
  • John S Jee
  • John Jee

View on SEC IAPD

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