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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-15 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| CT | RA | APPROVED | 2017-06-06 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greenwich | CT | 06/2009 | Present |
| Citigroup Global Markets Inc. | Greenwich | CT | 10/2005 | Present |
1. A Fitness gym; Investment related; Fitness; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 3; assisting husband
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-24 |
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