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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-27 |
| CT | RA | APPROVED | 2022-04-11 |
| FL | RA | APPROVED | 2022-03-31 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New London | CT | 09/2010 | 03/2022 |
| Janney Montgomery Scott Llc | Mystic | CT | 03/2022 | Present |
Bacon and Hinley Home, New London, CT. President (12/2025) - Senior Living Facility - oversee committees and operation of facility. Not compensated, not investment related, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-31 |
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