Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Orange, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Trumbull CT 11/2002 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 11/2002 → 03/2017
    Metlife Securities Inc.
    Trumbull, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2002-11-20 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    Shelton, CT
  • 2000-01-10 → 2002-11-19
    Securian Financial Services, Inc.
    Orange, CT
Other Businesses

Independent Insurance Agent - from business address - Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Medicare Related Products 1 security hours and 0 non security hours - since 04/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1996-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1996-09-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor