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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Orange, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Trumbull | CT | 11/2002 | 03/2017 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | Present |
Independent Insurance Agent - from business address - Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Medicare Related Products 1 security hours and 0 non security hours - since 04/2010
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-11 |
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