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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-12 |
| WA | RA | APPROVED | 2009-04-16 |
Branch Locations
1000 Sw Broadway Ste 2200, Portland, OR 97205-3074 • United States
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
520 Pike St Ste 2725, Seattle, WA 98101 • United States
Bellevue, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-06 |
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