Thomas Allen Bray

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Emerald Crane Holding Company
  Orlando, FL

Previous Registrations

• 2007-04-20 → 2013-09-03
  Walnut Street Securities, Inc.
  St Louis, MO
  St. Louis, MO
  St. Louis, MO

Other Businesses

1. INDEPENDENT INSURANCE AGENT WATERSTONE FINANCIAL LLC FROM BUSINESS ADDRESS DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 01/2004, 20HRS/WKDY 5HRS/WKEND. 2. NAME OF OTHER BUSINESS: DBA WATERSTONE FINANCIAL GROUP, LLC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED / RESIDENTIAL NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE START DATE: 03/14/2016 POSITION/TITLE/RELATIONSHIP: IAR/ REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SALES AND ADMINISTRATIVE. 3. NAME OF OTHER BUSINESS: EMERALD CRANE HOLDING COMPANY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COLLECTABLES BUSINESS; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: BUY AND SELL COLLECTABLES;

Exams

• S66 Uniform Combined State Law Examination
  2007-04-18
• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1986-07-01

Other Names

• Thomas Bray