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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| KY | RA | APPROVED | 2003-09-24 |
Branch Locations
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
Louisville, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Outside Employment; Heick, Hester Smith & Associates; AFA - Wealth Management; ; 408 Blankenbaker Pkwy, , Louisville, KY, 40243; Investment-Related; 07/25/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-02 |
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