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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grapevine | TX | 05/2004 | Present |
1. 2/15/2005 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE. 2. 3/29/2007 - No Business Name - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - TIME SPENT 1% - STATE OF TX NOTARY. 3. 9/27/2010 - No Business Name - Investment Related - Broken Bow, OK - Real Estate Rental - TIME SPENT 5% - 1,500 SQ FT. 1 UNIT CABIN NEAR BROKEN BOW OK. HOCHATOWN JUNCTION RESORTS RENTS PROPERTY FROM $150/NIGHT TO $250/NIGHT. AVERAGE # OF RENTAL DAYS/YEAR - 30. MANAGEMENT CO. DOES NOT SCREEN FOR B/D OR RIA, ADDRESS ROUTE 4 BROKEN BOW, OK 74728. 4. 4/4/2018 - Mr. Lincoln LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 04/02/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 9/10/2020 - Osiana Properites LLC - Investment Related - 913 S. Church St. Grapevine, TX 76051 - Real Estate Rental - Started 03/08/2017 - 10 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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