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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
  • TX RA
    APPROVED
    Since 2026-04-22

Branch Locations

5209 Heritage Avenue, Suite 500, Colleyville, TX 76034 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

5209 Heritage Avenue Ste 500, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Inc. Dallas TX 05/2021 01/2026
Allied Business Services Red Oak TX 01/2021 05/2021
Lindenwood University St Charles MO 01/2018 01/2021
Santa Barbara City College Santa Barbara CA 06/2016 12/2017
Prospera Financial Services Inc. Dallas TX 01/2026 04/2026
Lpl Financial Llc Colleyville TX 04/2026 Present
Previous Registrations
Other Businesses

1. 04/2026 - Little & Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 2. 04/2026 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 3. 04/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 4. 04/2026 - Houston Little - Other - Not Inv Related - 8 Hour(s)/Month - 0 Hour(s) During Trading - Fort Worth, TX, 76118 - OBA Start Date: 01/01/2024 5. 04/2026 - Red Oak Square - Other - Not Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Red Oak, TX, 75154 - OBA Start Date: 01/01/2024 6. 04/2026 - Allied Business Services, Inc. - Mortgage/Real Estate Services - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Red Oak, TX, 75154 - OBA Start Date: 12/01/2024 7. 04/2026 - Houston Little - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Fort Worth, TX, 76118 - OBA Start Date: 07/01/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2022-10-17
Designations
Other Names
  • Houston Graham Little

View on SEC IAPD

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