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Tyler D Little

LPl Financial LLC

Colleyville, TX

CRD 5933077

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
  • TX RA
    APPROVED
    Since 2026-04-22

Branch Locations

5209 Heritage Avenue Ste 500, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas TX 12/2011 04/2026
Lpl Financial Colleyville TX 04/2026 Present
Previous Registrations
Other Businesses

1. 04/2026 - The Bar Method Southlake - Other - Not Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Southlake TX 76092 - OBA Start Date: 02/01/2021 2. 04/2026 - Redefined Coffee Company LLC - Business Owner - Not Inv Related - 4 Hour(s)/Month - 0 Hour(s) During Trading - Grapevine TX 76051 - OBA Start Date: 12/01/2023 3. 04/2026 - Little & Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 4. 04/2026 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 5. 04/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-06
  • S66 Uniform Combined State Law Examination
    2012-07-06
Other Names
  • Tyler D Little
  • Tyler David Little

View on SEC IAPD

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