Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| KY | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Louisville | KY | 02/2000 | Present |
| Morgan Stanley Smith Barney | Louisville | KY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SHERRILL PROPERTIES; LOUISVILLE, KY; CO OWNER; PROPERTY RENTAL; NO TIME IS DEVOTED PER WEEK DURING TRADING AND NON TRADING HOURS 2. *415956 - Lending; Investment related - Yes; Louisville, Kentucky; Private mortgage; Lender (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-02 |
Reach out to this advisor