Regina M Kozsan

Current Employers

Employment History

• 08/2008 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 12/2012 → 09/2019
  Parish Of The Resurrection
  Nashua, NH
• 08/2008 → 01/2022
  Dba Globe Wealth Management
  Concord, MA
• 01/2022 → Present
  Globe Wealth Management, Llc, Dba Globe Wealth Managemen
  Concord, NH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  K & B Realty, Llc
  Concord, NH

Previous Registrations

• 2008-11-07 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Concord, NH
  Lunenburg, MA
  Lynnfield, MA
  Hollis, NH
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/09/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: PARISH OF THE RESURRECTION; INVESTMENT RELATED: NO; ADDRESS: 449 BROAD STREET, NASHUA, NH 03063; NATURE OF BUSINESS: RELIGIOUS; START DATE: 9/2019; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REVIEW INCOME,EXPENSES,BUDGET. ASSIST WITH FUNDRAISING; 3. NAME OF OTHER BUSINESS: GLOBE WEALTH MANAGEMENT, LLC, DBA GLOBE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING/INVESTMENT PLANNING; 4. NAME OF OTHER BUSINESS: K & B REALTY, LLC, INVESTMENT RELATED: NO, ADDRESS: 46 S MAIN ST UNIT 5, CONCORD, NH 03301, NATURE OF BUSINESS: REAL ESTATE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CONDO FOR INVESTMENT MANAGEMENT FIRM; 5. NAME OF OTHER BUSINESS: K & B REALTY, LLC, INVESTMENT RELATED: NO, ADDRESS: 46 S MAIN STREET, SUITE 5B, NATURE OF BUSINESS: REAL ESTATE, START DATE:07/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS AND TAKE CARE OF ANY ISSUES;

Exams

• S66 Uniform Combined State Law Examination
  2008-10-29

Designations

Other Names

• Regina Marie Moynihan