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Mitchell Hayes

Ubs Financial Services Inc.

Concord, NH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-10-11
  • NH RA
    APPROVED
    Since 2021-10-11

Branch Locations

11 S. Main Street Suite 300, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Manchester NH 09/2017 01/2019
New York Life Insurance Co. Manchester NH 02/2017 01/2019
Irish Electric Corp. Hopkinton NH 07/2011 01/2017
Unh Campus Recreation Durham NH 09/2016 04/2017
University Of New Hampshire Durham NH 08/2013 05/2017
Mass Mutual Life Insurance Company Bedford NH 02/2019 09/2019
Mml Investors Services Bedford NH 02/2019 09/2019
Ubs Financial Services Inc. Concord NH 10/2019 Present
  • 09/2017 → 01/2019
    Nylife Securities Llc
    Manchester, NH
  • 02/2017 → 01/2019
    New York Life Insurance Co.
    Manchester, NH
  • 07/2011 → 01/2017
    Irish Electric Corp.
    Hopkinton, NH
  • 09/2016 → 04/2017
    Unh Campus Recreation
    Durham, NH
  • 08/2013 → 05/2017
    University Of New Hampshire
    Durham, NH
  • 02/2019 → 09/2019
    Mass Mutual Life Insurance Company
    Bedford, NH
  • 02/2019 → 09/2019
    Mml Investors Services
    Bedford, NH
  • 10/2019 → Present
    Ubs Financial Services Inc.
    Concord, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2018-02-28
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2018-02-28
Other Names
  • Mitchell Hayes
  • Mitchell Aaron Hayes

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
WHITEGATE INVESTMENT COUNSELORS, INC.

Other Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS
PATRICK J. HENNING
TIFFANY ROSE SNOW
KATHERINE ROSE KIPPEN
Evan Basil Makris
LAUREN S WRIGHT

Other Offices

FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH
CETERA INVESTMENT ADVISERS LLC · CONCORD, NH

More in Concord, NH

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