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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-03-19
NJ RA APPROVED 2024-05-10
  • NH RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2024-05-10

Branch Locations

11 S. Main Street Suite 300, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Concord NH 01/2013 04/2017
Concord Country Club Concord NH 04/2017 08/2018
The Homestead Bristol NH 01/2019 12/2019
New Hampshire Distributors Concord NH 05/2020 09/2020
Save-A-Suit Bristol CT 09/2022 12/2022
Ubs Weehawken NJ 01/2024 Present
Sacred Heart University Bridgeport CT 08/2019 05/2023
Unemployed Concord NH 05/2023 01/2024
Unemployed Concord NH 08/2018 01/2019
  • 01/2013 → 04/2017
    Unemployed
    Concord, NH
  • 04/2017 → 08/2018
    Concord Country Club
    Concord, NH
  • 01/2019 → 12/2019
    The Homestead
    Bristol, NH
  • 05/2020 → 09/2020
    New Hampshire Distributors
    Concord, NH
  • 09/2022 → 12/2022
    Save-A-Suit
    Bristol, CT
  • 01/2024 → Present
    Ubs
    Weehawken, NJ
  • 08/2019 → 05/2023
    Sacred Heart University
    Bridgeport, CT
  • 05/2023 → 01/2024
    Unemployed
    Concord, NH
  • 08/2018 → 01/2019
    Unemployed
    Concord, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-25

View on SEC IAPD

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