Stephen Mark Brickley

Employer firm

Brickley Wealth Management CRD 287487

$950M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Brickley & Company Cpa
  San Mateo, CA
• 05/1999 → 06/2017
  Lpl Financial, Llc
  San Mateo, CA
• 05/2017 → Present
  Brickley Wealth Management
  San Mateo, CA

Previous Registrations

• 1999-07-07 → 2017-06-13
  Lpl Financial Llc
  San Mateo, CA
  San Francisco, CA

Other Businesses

1. 3/7/2005: CPA/BOOKKEEPER/TAX PREPARER - INV REL- CERTIFIED PUBLIC ACCOUNT - OPERATES SOLELY OUT OF BRICKLEY & COMPANY CPA INC. 2. Licensed insurance agent - variable, life only, and accident & health. 3 June 2025 appointed member of the Audit and Finance Committee for the Town of Atherton, CA - A Non-Investment related entity. The Audit & Finance committee guides budgeting, long-range planning, and oversight of the town's annual audit process. The role is advisory in nature, is not compensated, and the Town of Atherton is not a client of Brickley Wealth Management. While the time commitment may vary, the position may occasionally involve participation of no more than one hour during business hours. However, the adviser has implemented internal procedures to monitor and manage any potential conflicts of interest, and this outside activity does not interfere with the individual's responsibilities to advisory clients.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-24