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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-12 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
1905 The Alameda, San Jose, CA 95126 • United States
99 Pacific St Ste 400, Monterey, CA 93940-2470 • United States
125 Water St Ste A-3, Santa Cruz, CA 95060 • United States
Aptos, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Cruz | CA | 09/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Cruz | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-02 |
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