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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-07-13
CA RA APPROVED 2008-09-22
  • TX RA
    APPROVED_RES
    Since 2010-07-13
  • CA RA
    APPROVED
    Since 2008-09-22

Branch Locations

2180 Harvard St Ste 410, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2008 Present
Previous Registrations
  • 2001-11-27 → 2008-10-20
    Osaic Fa, Inc.
    Sacramento, CA
    San Ramon, CA
    Sacramento, CA
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 2180 HARVARD ST, STE 410, SACRAMENTO, CA, 3/2009 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 1/MO - 0/TRADING. 2)MIKE LEWIS, 2180 HARVARD ST STE 410, SACRAMENTO, CA 95815. BEGAN 1/1/85 AS TAX PREPARER. DEVOTES 10 HRS/MNTH, NONE DURING TRADING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)NORTH STAR FINANCIAL PARTNERS, 2180 Harvard Street, Suite 410, Sacramento CA 95815, 09/22/2008, Owner, CIRA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-27
  • S66 Uniform Combined State Law Examination
    2001-10-27

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