Tracy Ann Pesl

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2008 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

DBA - PARAMOUNT FINANCIAL PARTNERS; 9/20 - Poll Worker for Menomonee Falls - duration of election cycle: Administrator or executor of an estate or trustee of a trust for a non-family or family member

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-05
• S63 Uniform Securities Agent State Law Examination
  2000-03-01

Other Names

• Tracy Shilts
• Theresa Pesl
• Theresa Shilts
• Tracy Ann Pesl
• Tracy Ann Walters