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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-27 |
| WA | RA | APPROVED | 2003-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Vancouver | WA | 12/2003 | Present |
(1) 12/23/2003: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. (2) 05/05/2005: LAURUS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 09/18/2014: LWM Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 3 Hours Per Month/0 Hours During Securities Trading. (4) 2/16/2018 - LWM Properties LLC - Investment Related - Vancouver WA 98660 - Real Estate Rental - Started 01/26/2018 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-15 |
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